- Kapil Nimesh
September 18, 2026
CHECKLIST OF MANDATORY ATTACHMENTS FOR COMPOUNDING APPLICATION UNDER THE COMPANIES ACT, 2013
This checklist outlines the essential legal and procedural attachments required when filing a compounding application un...
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- Kapil Nimesh
September 18, 2026
MANDATORY COMMITTEES UNDER THE COMPANIES ACT, 2013: A COMPREHENSIVE COMPLIANCE REFERENCE
This compliance reference details the statutory board committees mandated under the Companies Act, 2013—specifically the...
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- Kapil Nimesh
September 18, 2026
Can a company revise, re-file, or rectify Form AOC-4 after it has already been approved by the ROC?
Can a company revise, re-file, or rectify Form AOC-4 after it has already been approved by the Registrar of Companies (R...
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- Kapil Nimesh
September 18, 2026
PENAL PROVISIONS UNDER THE COMPANIES ACT, 2013
This reference outlines the penal framework under Chapter XXIX (Sections 447–470) of the Companies Act, 2013, governing...
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- Neha Verma
September 18, 2026
PREVENTION OF INSIDER TRADING
This checklist is based on the SEBI (Prohibition of Insider Trading) Regulations, 2015 and the applicable Schedule B/Sch...
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- Neha Verma
September 18, 2026
DEMATERIALISATION OF SECURITIES
Section 29, Rule 9A and Rule 9B of the Companies (Prospectus and Allotment of Securities) Rules, 2014, depository/RTA wo...
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- Neha Verma
September 18, 2026
ISSUE OF SHARE CERTIFICATE PROCESS & COMPLIANCE CHECKLIST
This checklist is for physical share-certificate compliance. Listed companies, companies covered by mandatory dematerial...
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- Mehak Chanotiya
September 18, 2026
CEO / CFO Compliance Certification (SEBI LODR Regulation 17(8))
A statutory compliance certificate issued by the Chief Executive Officer (CEO) and Chief Financial Officer (CFO) of a li...
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- Mehak Chanotiya
September 18, 2026
Declaration of Compliance with Code of Conduct
A formal declaration by the head of the company confirming that all members of the Board of Directors and Senior Managem...
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- Mehak Chanotiya
September 18, 2026
Compliance Certificate on Corporate Governance
A statutory certificate issued by a firm of Company Secretaries examining and certifying the company's compliance with c...
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- Mehak Chanotiya
September 18, 2026
Certificate of Non-Disqualification of Directors
A mandatory annual certificate issued by a practicing company secretary confirming that none of the company’s directors...
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- Mehak Chanotiya
September 18, 2026
Approval and Recommendation of Material Related Party Transactions (SEBI LODR Regulation 23)
A corporate board resolution and comprehensive disclosure framework for approving and recommending material Related Part...
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- Mehak Chanotiya
September 18, 2026
SDD Compliance Certificate for Financial Year
A statutory compliance certificate and stock exchange submission covering the maintenance of a Structured Digital Databa...
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- Mehak Chanotiya
September 18, 2026
Disclosure Format under Regulation 10(5) - SEBI SAST Regulations, 2011
A regulatory disclosure format used by promoters to intimate stock exchanges prior to acquiring shares under the exempti...
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- Mehak Chanotiya
September 18, 2026
Format under Regulation 10(5) - SEBI SAST Regulations, 2011 (Regulation 10(1)(a) exemption
A regulatory disclosure format utilized by acquirers to intimate stock exchanges prior to share acquisitions made under...
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- Mehak Chanotiya
September 18, 2026
Advertisement under Regulation 18(7) - SEBI SAST Regulations, 2011
A statutory advertisement format published by the manager to the open offer on behalf of the acquirer, providing key off...
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- Mehak Chanotiya
September 18, 2026
Post Offer Advertisement under Regulation 18(12) - SEBI SAST Regulations, 2011
A mandatory post-offer statutory advertisement published by the manager to the open offer on behalf of the acquirers, de...
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- Mehak Chanotiya
September 18, 2026
Disclosure Format under Regulation 29(2) - SEBI SAST Regulations, 2011
A standard regulatory disclosure format required to be filed by an acquirer or seller (promoter, person acting in concer...
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- Mehak Chanotiya
September 18, 2026
Form DIR-2 - Consent to Act as a Director
A statutory consent form filed by a proposed director pursuant to Section 152(5) and Rule 8 of the Companies (Appointmen...
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- Mehak Chanotiya
September 18, 2026
Form MBP-1 - Notice of Interest by Director
A statutory disclosure form submitted by a director, managing director, whole-time director, or secretary under Section...
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