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  • Mehak Chanotiya
  • img April 05, 2026
SERVICES NOT TO BE RENDERED BY THE SECRETARIAL AUDITOR

Prohibited services including internal audit, investment banking, and compliance design to ensure auditor independence u...

  • Mehak Chanotiya
  • img April 05, 2026
Minimum information to the Audit Committee for approval of Related Party Transactions

Key details required for Audit Committee review, including transaction terms, party relationships, value, tenure, and ju...

  • Mehak Chanotiya
  • img April 05, 2026
Minimum information to the Shareholders for approval of Related Party Transactions

Mandatory disclosures in explanatory statements, including transaction justifications, valuation reports, and management...

  • Mehak Chanotiya
  • img April 05, 2026
GUIDANCE ON WHEN AN EVENT / INFORMATION CAN BE SAID TO HAVE OCCURRED FOR DISCLOSURES

Disclosure is triggered upon board approval, signing of binding agreements, or when the entity becomes aware of the mate...

  • Mehak Chanotiya
  • img April 05, 2026
PROCEDURE FOR TWO-WAY FUNGIBILITY OF IDRs

IDRs are converted into underlying equity shares, which are then sold in the home market, or vice versa, ensuring liquid...

  • Mehak Chanotiya
  • img April 05, 2026
Mandatory furnishing of PAN and KYC details by holders of physical securities

Holders of physical securities must submit PAN, KYC, and bank details to the RTA to ensure seamless dividend credits and...

  • Mehak Chanotiya
  • img April 05, 2026
Mode for providing documents/details by investors for service requests to the RTA

Acceptable submission modes and acknowledgement procedures for providing documents to the Registrar and Share Transfer A...

  • Mehak Chanotiya
  • img April 05, 2026
Standardized, simplified norms and operating guidelines for processing investor service requests

Standard operating procedures for handling mismatches in signatures, names, and updating bank or address details for sec...

  • Mehak Chanotiya
  • img April 05, 2026
Operational Guidelines for processing investor’s service request for the purpose of Transmission of

Operational guidelines and standardized formats for the transmission of securities and their subsequent conversion into...

  • Mehak Chanotiya
  • img April 05, 2026
Guidelines for processing investor’s service request for issuance of duplicate certificate by RTA

Standard Operating Procedure for Issuing Duplicate Share Certificates and Investor Service Requests via RTAs

  • Mehak Chanotiya
  • img April 03, 2026
Role and Responsibilities of Self Certified Syndicate Bank (SCSBs) in Public Issues

Operational Obligations of SCSBs in the ASBA Process

  • Mehak Chanotiya
  • img April 03, 2026
The Registrar’s Role in Public Issue Allotment and Compliance

The mandatory responsibilities of the Registrar to the Issue in managing the ASBA (Application Supported by Blocked Amou...

  • Mehak Chanotiya
  • img April 03, 2026
Core Responsibilities of Merchant Bankers in the ASBA Process

Regulatory and operational duties of Merchant Bankers throughout the lifecycle of a public issue.

  • Mehak Chanotiya
  • img April 03, 2026
Regulatory and Operational Functions of Stock Exchanges in ASBA

Mandatory responsibilities of Stock Exchanges in facilitating the ASBA (Application Supported by Blocked Amount) process...

  • Mehak Chanotiya
  • img March 20, 2026
Enquiry Proceedings in respect of Seema Jain - Research Analyst

Adjudication order penalizing the Research Analyst for providing investment recommendations without valid registration a...

  • Mehak Chanotiya
  • img March 20, 2026
Exemption Order in the matter of Gallantt Ispat Limited

SEBI order granting Gallantt Trust exemption from open offer requirements for acquiring a majority stake in Gallantt Isp...

  • Mehak Chanotiya
  • img March 20, 2026
Order in the matter of Vishvaraj Environment Limited

SEBI order regarding the Initial Public Offering of Vishvaraj Environment Limited, approving draft papers for a ₹2,250 c...

  • Shweta Verma
  • img March 19, 2026
SECURITIES AND EXCHANGE BOARD OF INDIA - NOTIFICATION-No. SEBI/LAD-NRO/GN/2026/299.

SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2026

  • Mehak Chanotiya
  • img March 18, 2026
Public Notice in the matter of CITRUS CHECK INNS LIMITED & ROYAL TWINKLE STAR CLUB PVT. LTD

Investors in Royal Twinkle Star Club and Citrus Check Inns can claim refunds via the official SEBI-appointed committee p...

  • Mehak Chanotiya
  • img March 18, 2026
Address by Chairman at ARIA Aspire 2026

The Regulator’s Perspective - The Evolving Agenda for Investment Advisers

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