• Shweta Verma
  • img April 10, 2026
Frequently Asked Questions on Registration and Initial offer of units by Infrastructure Investment

These FAQs are prepared with a view to guide market participants on SEBI (Infrastructure Investment Trusts) Regulatio...

  • Shweta Verma
  • img April 10, 2026
Frequently Asked Questions on issuance of units by Real Estate Investment Trusts (β€œREITs”)

These FAQs are prepared with a view to guide market participants on SEBI (Real Estate Investment Trusts) Regulations,...

  • Shweta Verma
  • img April 10, 2026
FAQS FOR GRANT OF REGISTRATION AS ALTERNATIVE INVESTMENT FUND (AIF)

THIS CHECKLIST DEALS ONLY WITH THE BROAD GUIDELINES FOR PROCESSING OF APPLICATIONS FOR REGISTRATION OF ALTERNATIVE INV...

  • Shweta Verma
  • img April 10, 2026
FAQs for applications filed by AIFs with SEBI for their post registration activities

These FAQs have been prepared for applications filed by Alternative Investment Funds (AIFs) with SEBI for their post r...

  • Shweta Verma
  • img April 10, 2026
Comprehensive FAQs on SEBI (PIT) Regulations, 2015

In order to keep pace with the evolving market dynamics, SEBI (Prohibition of Insider Trading) Regulations, 2015 (here...

  • Shweta Verma
  • img April 10, 2026
FAQs on Debenture Trustee

A debenture trustee means a trustee of a trust deed for securing any issue of debentures of a body corporate. A debent...

  • Shweta Verma
  • img April 10, 2026
FAQs on SEBI (SHARE BASED EMPLOYEE BENEFITS AND SWEAT EQUITY) REGULATIONS, 2021

These FAQs offer only a simplistic explanation/clarification of terms/concepts related to the Securities and Exchange...

  • Shweta Verma
  • img April 10, 2026
FAQs on the Corporate Bond market

The Debt Market is part of the securities market where debt securities, also known as β€˜fixed income securities’, of va...

  • Shweta Verma
  • img April 10, 2026
SEBI and IEPFA Conducted the sixth β€œNiveshak Shivir” at Bhubaneswar

Proactive Joint Initiative to Minimize Unclaimed Assets and Facilitate Investor Claims for Unpaid Dividends and Shares

  • Mehak Chanotiya
  • img April 08, 2026
Adjudication Order of Rupee Services Private Limited in the matter of Illiquid Stock Option

SEBI penalized Rupee Services Private Limited for executing manipulative reversal trades in illiquid stock options on th...

  • Mehak Chanotiya
  • img April 08, 2026
Adjudication Order in respect of Diganta Agencies Pvt Ltd in the matter of Illiquid Stock Options

SEBI imposed a penalty on Diganta Agencies Pvt. Ltd. for executing non-genuine, reversal trades in illiquid stock option...

  • Shweta Verma
  • img April 07, 2026
Circular No.: HO/49/14/14(13)2026-CFD-POD2/ I/8772/2026

Relaxation from the applicability of SEBI Master Circular for compliance with the provisions of the SEBI (Listing Obliga...

  • Shweta Verma
  • img April 07, 2026
One-time relaxation with respect to validity of SEBI Observations

his SEBI circular provides a one-time relaxation for companies planning to launch public issues (IPOs or rights issues)...

  • Mehak Chanotiya
  • img April 06, 2026
DUE DILIGENCE CERTIFICATE GIVEN BY DEBENTURE TRUSTEE AT THE TIME OF FILING THE DRAFT OFFER DOCUMENT

Annexure-IIA format requires a Debenture Trustee to certify that the issuer has secured assets , obtained necessary cons...

  • Mehak Chanotiya
  • img April 06, 2026
DUE DILIGENCE CERTIFICATE GIVEN BY DEBENTURE TRUSTEE AT THE TIME OF FILING OF LISTING APPLICATION

Debenture Trustee confirms security creation , legal consents , and issuer’s debt-servicing ability.

  • Mehak Chanotiya
  • img April 06, 2026
Guidance notes for all Social Enterprises on Annual Impact Report

This guidance outlines a framework for Social Enterprises to report their strategic intent, intervention approach, and i...

  • Mehak Chanotiya
  • img April 06, 2026
Disclosure of minimum mandatory terms and conditions to clients by Research Analyst

These guidelines outline the mandatory terms and conditions for Research Analysts, ensuring transparent fee structures,...

  • Mehak Chanotiya
  • img April 06, 2026
Guidelines for recommendation of β€˜model portfolio’ by Research Analysts

These guidelines mandate that Research Analysts provide structured, transparent model portfolios with specific weightage...

  • Mehak Chanotiya
  • img April 05, 2026
Guidelines for processing investor’s service request for issuance of duplicate certificate by RTA

Standard Operating Procedure for Issuing Duplicate Share Certificates and Investor Service Requests via RTAs