Checklist of required documentation, resolutions, and regulatory filings for executing corporate actions under IBC-approved schemes and resolution plans.

The document serves as a checklist of the essential documents required to initiate a Corporate Action for the Initial Subscription of shares.

The checklist details the regulatory filings, board resolutions, and SEBI compliance documents required for corporate actions related to ESOP share issuance.

Checklist for issuing preference shares, requiring resolutions, listing approvals, ROC filings, information forms, and RTA verification.

The document lists requirements for preference share redemption, including board resolutions, extinguishment forms, stock exchange circulars, and RTA confirmation.

Checklist for public offers requiring resolutions, listing approvals, pari-passu confirmation, offer documents, and RTA verification.

This document lists requirements for share reclassification , including resolutions , ROC filings , extinguishment forms , and RTA confirmation.

Requirements for corporate action rectification including a filled form, remedial action letter, fees, and RTA name confirmation.

Checklist for reissuing forfeited shares, requiring board resolutions, stock exchange notices, pari-passu confirmation, and RTA verification.

This document outlines the requirements for the removal of lock-in on shares. It requires a completed Corporate Action Form, an NOC from stock exchanges, processing fees, and a name confirmation letter from the RTA.

Checklist for transferring locked-in shares, requiring verified delivery instructions, transferee letters, secretarial audit reports, and RTA confirmation.

Checklist for transferring shares under suspended ISINs, requiring verified delivery instructions, transferee confirmation letters, fees, and RTA confirmation.

The document lists requirements for transferring minority shares under Section 236, including board resolutions, public notices, and RTA confirmation.

Checklist for transferring shares with new lock-in restrictions, requiring transfer forms, verified delivery instructions, and RTA confirmation.

The checklist details requirements for transferring shares while removing lock-in, including transfer forms, delivery instruction slips, and RTA confirmation.

Requirements for transferring shares to the IEPF Authority demat account , including board resolutions , CA forms , and applicable fees.

Checklist for transferring locked-in securities between demat accounts, requiring verified delivery instructions, client master reports, and RTA confirmation.

The checklist details the requirements for transferring lock-in securities, including verified signatures from both parties , delivery instruction slips , RTA confirmation , and applicable corporate action fees.

The document specifies the requirements for the transmission of lock-in securities, including a Corporate Action Information Form, DP letter, audit report, and RTA confirmation.

Checklist for transferring shares from unclaimed suspense or escrow accounts, requiring CA forms, DIS, and RTA confirmation.