Compliance Officer – Merchant Banking
SMC Capitals
Mumbai,
Maharashtra
- hra@smccapitals.com
- +91
3 weeks ago
Hiring: Compliance Officer – Merchant Banking
Looking for a Compliance Officer to join the team in the Merchant Banking space.
Key Responsibilities:
- Ensure compliance with SEBI regulations, Companies Act, and other applicable laws.
- Manage regulatory filings, disclosures, and compliance reporting.
- Monitor and implement changes in securities and capital market regulations.
- Support merchant banking activities, due diligence, and regulatory processes.
- Coordinate with regulators, auditors, legal advisors, and internal stakeholders.
- Maintain robust compliance frameworks, policies, and records.
- Assisting in transaction execution.
Qualification:
- Company Secretary (CS) qualification preferred.
- Strong understanding of SEBI regulations and capital market compliance.
- Relevant experience in Merchant Banking / Investment Banking / Capital Markets will be an advantage.
Location: Mumbai
Experience: 2+ Years
Interested candidates please share your CV at:
hra@smccapitals.com
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