Catalyst Trusteeship Limited

WE ARE HIRING!

Join Our Compliance Team

Position: Assistant Manager / Deputy Manager – Compliance

Department: Compliance
Designation: Assistant Manager / Deputy Manager
Location: Mumbai
Experience: 1 to 2 years

Job Summary

We are looking for a dynamic and detail-oriented compliance professional to support regulatory compliance functions relating to Debenture Trustee, Alternative Investment Funds (AIFs), Securitization, Security Trustee, and Facility Agent transactions. The role involves monitoring regulatory compliances, covenant tracking, regulatory reporting, investor grievance management, and ensuring adherence to applicable SEBI, RBI, and IFSCA regulations.

Key Responsibilities

1. Monitor and review periodic reports for Debentures, AIFs, and Securitization transactions.
2. Ensure timely filing of trustee-related compliances under SEBI and IFSCA regulations.
3. Monitor covenant compliance, interest servicing, and principal repayment obligations.
4. Track regulatory updates and ensure timely implementation.
5. Submit and validate data for SEBI and IFSCA inspections.
6. Handle issuer queries and provide timely resolutions.
7. Report defaults, breaches, and material events to regulators in a timely manner.
8. Maintain and update internal systems, records, and ensure website disclosures.
9. Monitor covenants across Debenture Trustee, Security Trustee, and Facility Agent transactions.
10. Manage SCORES portal and address investor grievances and queries.

Qualifications

• Qualified Company Secretary (CS), CS (Pursuing), and/or LL.B. (Law Graduate).

Preferred Skills

1. Basic understanding of SEBI, RBI, and IFSCA regulations.
2. Strong analytical, communication & documentation skills.
3. Proficiency in MS Excel, Word, and PowerPoint.
4. High attention to detail and ability to meet deadlines.
5. Willingness to learn and work in a dynamic regulatory environment.

How to Apply

Send your resume to: dt.mumbai@ctltrustee.com

Catalyst Trusteeship Limited
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